Job title: Senior Manager, Exam and Issue Management
Company: Scotiabank
Job description:
Position Title: Senior Manager, Technology Governance Office
Requisition ID: 218259
Salary Range: $117,400 – $224,700
Please note, the salary range is just a guide. Your individual salary may differ based on your skills, experience, and other factors.
About Us:
Join our dynamic team at Scotiabank, where we’re all about purpose-driven success and fostering an inclusive, high-performing culture. With over a century of experience, our Global Banking and Markets (GBM) division stands as a leader in the Canadian Capital Markets and Investment Banking landscape, rapidly expanding in the U.S. and Latin America. Our deep-rooted presence in the U.S. provides our clients with a vital connection to trade and investment opportunities across the Americas and beyond.
What We Do:
At GBM, we offer a comprehensive suite of investment banking services tailored to meet our clients’ financial and strategic development needs. Our expertise spans debt and equity financing, mergers and acquisitions, corporate banking, institutional equity sales, trading and research, and much more. We take pride in collaborating across the Scotiabank Group to deliver a full range of wholesale products and services to our clients.
Your Purpose:
As our Senior Manager in the Technology Governance Office, you’ll play a pivotal role in overseeing the coordination of responses and execution activities related to U.S. regulatory, audit, and self-identified challenges. You’ll serve as a key technology partner, working alongside various U.S. control functions to support IT exam readiness and remediation efforts. Your mission will be to help steer the Technology team in aligning with our overall business strategies while ensuring compliance and operational excellence.
Key Responsibilities:
- Lead IT contributions to various regulatory remediation initiatives.
- Collaborate closely with the Office of the CIO and both internal and external auditors to track and manage remediation action plans.
- Draft and review regulatory responses and closure packages, offering guidance to IT colleagues on approach, content, required documentation, and identifying areas for improvement.
- Create standardized communication and documentation for U.S. Technology workstreams addressing regulatory issues.
- Ensure governance protocols are followed during meetings related to regulatory matters, with proper documentation of decisions and risk escalations.
- Maintain thorough documentation throughout the remediation journey, ensuring evidence repositories are up-to-date.
- Review key regulatory risks and issues and their associated action plans.
- Engage with external regulators and provide internal reports on remediation status to senior stakeholders.
- Be mindful of how the Bank’s risk culture impacts day-to-day activities and decisions.
What We’re Looking For:
We want someone with a well-rounded understanding of one or more of the following areas:
- U.S. regulatory frameworks (like FFIEC Guidelines, NYS DFS, FRB NY, FINRA)
- Technology management aspects (e.g., IT Asset Management, Cybersecurity)
- Issue Management – from execution tracking to risk evaluation
- Audit or exam management experience within financial institutions
On top of your impressive background, you’ll carry excellent organizational skills, sound judgment, and strong written and oral communication. You’ll be adept at juggling multiple tasks while maintaining a keen eye for detail.
Why Join Us?
If you believe you have the relevant experience—even if you don’t check every box—we say apply anyway! You could be the fit we’re looking for at Scotiabank. We cherish the diverse talents our employees bring, empowering them to reach their full potential while acknowledging who they are and celebrating their differences.
What’s in It for You:
We’re committed to helping you become your best self both at work and outside of it. Our comprehensive and flexible benefit programs are designed to meet your unique needs—covering your family, financial, physical, mental, and social well-being.
Location: New York City, NY
Join Scotiabank and be part of a leading banking institution in the Americas, dedicated to helping our customers and communities thrive. If you need accommodations during the recruitment process, just let us know—your experience matters to us.
To be considered for this role, please apply directly online. We truly appreciate your interest in a career at Scotiabank; however, only those selected for an interview will be contacted.
Expected salary:
Location: New York City, NY
Job date: Sun, 23 Feb 2025 08:01:02 GMT
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